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VP - Director, Regulatory Compliance

  • Location: Hong Kong
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted about 1 month ago

  • Sector: Corporate Governance
  • Contact: Calvin Chan
  • Start Date: ASAP
  • Expiry Date: 16 June 2021
  • Job Ref: JN -052021-459720

My client, a well-established investment bank in the region with offices worldwide is looking for a VP -Director, Regulatory Compliance to join the team.


  • Provide support to the Head of Compliance and lead the regulatory compliance team
  • Maintain and update on compliance policy, regulatory changes, compliance monitoring and issues new policies and procedures in light of regulatory or business
  • Provide regulatory advice and perform compliance training for team members by considering relevant businesses
  • Participate in industry consultations on changes in rules and regulations
  • Communicate with internal stakeholders to ensure compliance with regulator's requirements


  • Bachelor of Finance, Legal, Accounting or related disciplines
  • 7 years + of HK regulatory compliance experience from financial services preferably from the investment bank or regulatory authority
  • Fluent language skills in Chinese and English

For more information, please feel free to contact Calvin Chan at +852 3695 5186 or send your CV to cchan<at>